People v. Madrid CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD103805
- Trial judge
- John M. Thompson
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Julia C. Kelety (author), Laurence D. Rubin, William S. Dato
Analysis
The trial court denied Madrid's petition for resentencing under Penal Code section 1172.6, finding he was ineligible for relief as a matter of law because the jury found he was the actual killer and acted with intent to kill. The Court of Appeal affirmed the denial, holding that the record conclusively established Madrid was convicted on a theory not affected by Senate Bill No. 1437.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition for resentencing under Penal Code section 1172.6 at the prima facie stage“The court record establishes that petitioner is not eligible for relief as a matter of law. The verdict establishes petitioner personally used a weapon during the murder and intentionally killed the victim during infliction of torture.” | de novo | correct | agree with court The appellate court correctly applied the standard of review for a prima facie denial under section 1172.6, which is independent review. The court correctly identified that the record of conviction, specifically the special circumstance finding that the murder was committed by the defendant and was intentional, conclusively refutes the claim that the conviction was based solely on imputed malice or a theory eliminated by Senate Bill No. 1437. The distinction drawn between the *Strong* scenario (major participant/reckless indifference) and the present case (actual killer/intent to kill) is legally sound and supported by the cited authorities. |
Authorities
- relied: People v. Strong (2022) 13 Cal.5th 698 — Establishes that a special circumstance finding based on major participant/reckless indifference may be insufficient to establish eligibility for section 1172.6 relief if it does not align with current law, distinguishing cases where the finding is based on actual killing or intent to kill.
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Defines the three-step process for section 1172.6 petitions and confirms that a trial court may deny a petition at the prima facie stage if the record of conviction conclusively establishes ineligibility.
- relied: People v. Patton (2023) 89 Cal.App.5th 649 — Establishes that the standard of review for an order denying section 1172.6 relief at the prima facie stage is independent review.
- relied: People v. Williams (2022) 86 Cal.App.5th 1244 — Supports the proposition that a court may deny a section 1172.6 petition at the prima facie stage if the record conclusively establishes the petitioner was convicted on a theory not affected by Senate Bill No. 1437.
- relied: People v. Harden (2022) 81 Cal.App.5th 45 — Supports the proposition that a court may deny a section 1172.6 petition at the prima facie stage if the record conclusively establishes the petitioner was convicted on a theory not affected by Senate Bill No. 1437.
- relied: People v. Gentile (2020) 10 Cal.5th 830 — Interprets the amendments to section 188 regarding malice and imputation of liability based solely on participation in a crime.
- relied: People v. Banks (2015) 61 Cal.4th 788 — Clarifies the meaning of 'major participant' in the context of felony murder liability.
- relied: People v. Clark (2016) 63 Cal.4th 522 — Clarifies the meaning of 'reckless indifference to human life' in the context of felony murder liability.
- relied: People v. Guiton (1993) 4 Cal.4th 1116 — Referenced in the background regarding the direct appeal's handling of erroneous jury instructions, establishing that the conviction was affirmed because the jury necessarily relied on a proper basis (robbery) despite an erroneous instruction (torture).
The appellate opinion: sound — The opinion is sound because it correctly applies the independent review standard and accurately distinguishes the facts of *People v. Strong* from the present case. The court properly relies on the specific findings in the verdict form (actual killer, intentional murder) to conclude that the conviction was not based on a theory eliminated by Senate Bill No. 1437, thereby satisfying the requirements for a prima facie denial under *People v. Lewis*.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court denied Antonio Madrid's Penal Code section 1172.6 petition at the prima facie stage, finding the record of his 1994 first degree murder conviction showed he personally and intentionally killed the victim during the infliction of torture and so was ineligible for resentencing as a matter of law. The Court of Appeal, reviewing de novo, affirmed, holding that the jury's torture-murder special circumstance instructions and true finding established intent to kill and that Madrid committed the murder, so malice was not imputed to him based solely on participation in a crime and People v. Strong did not apply.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of section 1172.6 petition at the prima facie stage on the ground that the record of conviction (special circumstance instructions and verdict) establishes ineligibility as a matter of law“Accordingly, it cannot be said that the jury convicted Madrid of first degree murder by imputing malice to him “based solely on [his] participation in a crime.” (§ 1172.6, subd. (a).) Instead, the jury specifically found true that Madrid intentionally murdered Foose.” | de novo | correct | agree with court Under Lewis the court may consult the record of conviction and deny at the prima facie stage only if it conclusively refutes eligibility. Although the felony-murder instructions alone would permit conviction of an aider and abettor of robbery without intent to kill, the section 190.2(a)(18) instructions required the jury to find that Madrid either intended to kill or, with intent to kill, aided and abetted the commission of the murder itself, which tracks current section 189(e)(2). The jury found the special circumstance true and the verdict recites the murder was committed by Madrid and was intentional. That finding is a valid theory under current law, so the result follows. The court did not address People v. Curiel (2023) 15 Cal.5th 433, the Supreme Court's leading case on when an intent-to-kill special circumstance finding establishes ineligibility, and it placed some weight on the verdict form's 'committed by' language without discussing whether that phrasing could be boilerplate rather than an actual-killer finding; but Curiel is distinguishable because no natural and probable consequences instruction was given here and the special circumstance instruction required aiding and abetting the murder, not merely a target offense. |
Rejection of the argument that, under People v. Strong, a pre-Banks/Clark special circumstance finding cannot establish ineligibility“In contrast, Madrid’s jury found beyond a reasonable doubt that Madrid committed the murder and that the murder was intentional. His culpability was not based on the theory relied upon in Strong, and accordingly, this argument fails.” | de novo | correct | agree with court Strong held that felony-murder special circumstance findings made before Banks and Clark do not preclude relief because those decisions changed the meaning of 'major participant' and 'reckless indifference.' Madrid's special circumstance was torture murder under section 190.2(a)(18), which required intent to kill, not a major participant/reckless indifference finding. Banks and Clark did not alter the intent-to-kill element, so Strong's rationale does not reach this finding. The court's distinction is accurate. |
Authorities
- relied: People v. Strong (2022) 13 Cal.5th 698 — Senate Bill 1437 narrowed felony murder liability; pre-Banks/Clark major participant and reckless indifference special circumstance findings do not preclude section 1172.6 relief at the prima facie stage
- relied: People v. Lewis (2021) 11 Cal.5th 952 — After counsel is appointed, the trial court may consult the record of conviction and deny a section 1172.6 petition at the prima facie stage only if the record conclusively establishes ineligibility as a matter of law
- relied: People v. Patton (2023) 89 Cal.App.5th 649 — Denial of a section 1172.6 petition at the prima facie stage is reviewed independently
- relied: People v. Gentile (2020) 10 Cal.5th 830 — Amended section 188 bars imputing malice based solely on participation in a crime and eliminates natural and probable consequences liability for murder
- relied: People v. Williams (2022) 86 Cal.App.5th 1244 — A petition may be denied at the prima facie stage where the record of conviction conclusively shows conviction on a theory unaffected by Senate Bill 1437
- relied: People v. Harden (2022) 81 Cal.App.5th 45 — Jury findings in the record of conviction can establish as a matter of law that the petitioner was the actual killer and thus ineligible for relief
- relied: People v. Banks (2015) 61 Cal.4th 788 — Clarified the meaning of 'major participant' for felony-murder special circumstance purposes
- relied: People v. Clark (2016) 63 Cal.4th 522 — Clarified the meaning of 'reckless indifference to human life' for felony-murder special circumstance purposes
- missed: People v. Curiel (2023) 15 Cal.5th 433 — A jury's intent-to-kill finding on a special circumstance does not by itself establish ineligibility at the prima facie stage where the instructions permitted conviction on a theory of imputed malice; the court must determine whether the findings cover every element of a valid theory under current law
The appellate opinion: sound with gaps — The court correctly identified the Lewis prima facie standard and showed that the torture-murder special circumstance instructions required either intent to kill as the killer or intent to kill while aiding and abetting the murder, which satisfies current section 189(e), and it properly distinguished Strong because Banks and Clark did not alter the intent-to-kill element. It did not, however, address People v. Curiel, the binding Supreme Court authority on the preclusive effect of intent-to-kill special circumstance findings, and it treated the verdict form's 'committed by' language as an actual-killer finding without discussing whether that phrasing could be standard form language.
Opinion
Filed 8/23/24 P. v. Madrid CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D082585 Plaintiff and Respondent, v. ANTONIO MADRID, (Super. Ct. No. SCD103805) Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, John M. Thompson, Judge. Affirmed. William Paul Melcher, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Eric A. Swenson, Christine Y. Friedman, Felicity Senoski and Heather M. Clark, Deputy Attorneys General, for Plaintiff and Respondent. Antonio Madrid appeals from an order denying his petition for resentencing on a 1994 first degree murder conviction under Penal Code section 1172.6.1 We affirm the order because the jury found that he was the actual killer of the victim and that he acted with intent to kill. FACTUAL AND PROCEDURAL BACKGROUND The Charges In 1994, Madrid and codefendant, Maria Isabel Flores, were charged with the murder, torture and robbery of Tracy Foose, the victim. A juvenile codefendant was charged separately. The charges included an allegation of a special circumstance under section 190.2 subdivision (a)(18), namely that the murder was intentional and involved the infliction of torture. At trial, in addition to an instruction for premeditated murder, the jury was instructed under a felony-murder theory of liability for first degree murder, specifically that a killing “which occurs during the commission of the crime of robbery or torture is murder of the first degree when the perpetrator had the specific intent to commit such crime.” The court also instructed the jury as to felony murder by means of aiding and abetting robbery or torture, i.e., that the defendant is guilty of first degree murder, “whether the killing is intentional, unintentional or accidental,” if the defendant acted with knowledge of the unlawful purpose of the perpetrator of the crime of robbery or torture “and with the intent or purpose of committing, encouraging, or facilitating the commission of the offense, aid[s], promote[s] encourage[s] or instigate[s] by act or advice its commission.” As to the special circumstance of murder involving infliction of torture, the jury was instructed that the prosecution was required to prove “[t]he 1 Penal Code section 1172.6 was originally enacted as Penal Code section 1170.95, but then renumbered as section 1172.6 on June 30, 2022. (See Stats. 2022, ch. 58, § 10 (Assem. Bill No. 200).) We refer to the subject statute by its current number throughout this opinion. All further statutory references are to the Penal Code. 2 2 defendant intended to kill, or with intent to kill, aided and abetted in the killing of a human being”; and “[t]he defendant intended to inflict extreme cruel physical pain and suffering upon a living human being for the purpose of revenge, extortion, persuasion or for any sadistic purpose.” The jury was further instructed that it could not find the special circumstance to be true if the defendant was not the actual killer unless the jury found beyond a reasonable doubt “that such defendant with the intent to kill aided, abetted, counseled, commanded, induced, solicited, requested or assisted any actor in the commission of the murder in the first degree.” Madrid was convicted of first degree murder, torture and robbery. The jury also found true that “the murder of [Foose] was committed by [Madrid] and that the murder was intentional and involved the infliction of torture.” At the penalty phase, the jury rendered a verdict of death. The court granted Madrid’s motion for reconsideration of the death verdict and sentenced Madrid to life without the possibility of parole. Direct Appeal We affirmed the judgment on direct appeal. (People v. Madrid (Sept. 2, 1998, D027715 [nonpub. opn.].) Our court concluded that the trial court erred in instructing the jury that first degree felony murder could be premised on an underlying felony of torture, but affirmed the conviction because the jury necessarily premised the murder conviction on the underlying felony of robbery, a proper basis, and the erroneous instruction was not prejudicial under People v. Guiton (1993) 4 Cal.4th 1116. Section 1172.6 Petition and Ruling In January 2023, Madrid filed a petition for resentencing under section 1172.6, alleging that he was eligible for relief under amendments to the law made by Senate Bill No. 775 (2021-2022 Reg. Sess.). He alleged that the charges allowed for his prosecution “under a theory of felony murder, murder 3 3 under the natural and probable consequences doctrine or other theory under which malice is imputed to a person based solely on that person’s participation in a crime.” The court appointed counsel to represent him. At the hearing on the petition, the court denied Madrid’s petition, stating: “The court record establishes that petitioner is not eligible for relief as a matter of law. The verdict establishes petitioner personally used a weapon during the murder and intentionally killed the victim during infliction of torture. Petitioner has not established a prima facie showing that he is entitled to relief. The court record shows petitioner was not convicted of murder under a theory set forth in Penal Code Section 1172.6(a), thus petitioner is ineligible for relief/resentencing as a matter of law.”
DISCUSSION The sole issue before us is whether the trial court erred by denying the section 1172.6 petition at the prima facie stage. We independently review an order denying section 1172.6 relief at the prima facie stage. (People v. Patton (2023) 89 Cal.App.5th 649, 656.) A. We Grant Respondent’s Request for Judicial Notice Respondent requests that we take judicial notice of the court’s unpublished opinion and the court’s own records contained within our case files for the direct appeal in People v. Madrid, supra, D027715. We agree that certain of the underlying records may be helpful in the resolution of the instant appeal, and therefore we grant respondent’s request. B. Governing Law Effective January 1, 2019, Senate Bill No. 1437 significantly limited the scope of California’s felony murder rule and eliminated liability for murder under the natural and probable consequences doctrine through two key provisions. (Stats. 2018, ch. 1015, § 1, subd. (f); see People v. Strong (2022)
4 4 13 Cal.5th 698, 707–708 (Strong).) First, Senate Bill No. 1437 amended section 189 so that “[d]efendants who were neither actual killers nor acted with the intent to kill can be held liable for [felony] murder only if they were ‘major participant[s] in the underlying felony and acted with reckless indifference to human life.’ ” (Strong, at p. 708, quoting § 189, subd. (e)(3).) Second, it amended section 188 to provide that, when the felony-murder rule does not apply, a principal in the crime of murder can only be convicted where he or she acted “with malice aforethought,” and “[m]alice shall not be imputed to a person based solely on his or her participation in a crime.” (§ 188, subd. (a)(3); see People v. Gentile (2020) 10 Cal.5th at pp. 842–843.) Under section 1172.6, subd. (a), a defendant who could not have been convicted under current law may petition the sentencing court to vacate their murder conviction and resentence them on any remaining counts. The process begins with the filing of a petition containing a declaration that all requirements for eligibility are met. (See § 1172.6, subd. (b)(1)). If the defendant’s petition is facially valid, the trial court is permitted to examine the record of conviction after appointing counsel to assess whether it conclusively refutes the petitioner’s claim of eligibility. (People v. Lewis (2021) 11 Cal.5th 952, 970–972.) Under section 1172.6, subdivision (c), the court may deny the petition at the prima facie stage if the record of conviction discloses that the petitioner is ineligible for relief as a matter of law. (Lewis, at pp. 960, 971.) Otherwise, the court must issue an order to show cause and hold an evidentiary hearing under section 1172.6, subdivision (d) to determine whether 5 5 to vacate the murder conviction, recall the sentence, and resentence the petitioner on any remaining counts. (Lewis, at p. 960.)2 One of the requirements for the prima facie showing is that the petitioner “could not presently be convicted of murder or attempted murder because of changes to Section 188 or 189” made by Senate Bill No. 1437. (§ 1172.6, subd. (a)(3).) Accordingly, a court may deny the petition at the prima facie stage if the record of conviction conclusively establishes that the petitioner was convicted on a theory not affected by Senate Bill No. 1437. (See, e.g., People v. Williams (2022) 86 Cal.App.5th 1244, 1257–1258; People v. Harden (2022) 81 Cal.App.5th 45, 47–48, 59–60.) C. The Record Establishes as a Matter of Law that Madrid is Ineligible for Relief The trial court denied Madrid’s petition at the prima facie stage. Madrid argues that he is eligible for relief because the jury was instructed on aiding and abetting, which created an ambiguity in which it was possible that the jury convicted him based only on an intention to aid and abet torture, a non- murderous crime. As Madrid notes, section 189 subdivision (e) provides that a participant in a murder that is committed in the course of a robbery is liable for murder only if the person was the actual killer; or with intent to kill aided and abetted the actual killer, or if the person was a major participant in the felony and acted with reckless indifference to human life. Madrid argues that looking only at the instruction for felony murder given to Madrid’s jury, the jury could have found Madrid guilty of first degree murder if it found that he aided and abetted a robbery with the intent of facilitating or encouraging the robbery, 2 If the case proceeds to an evidentiary hearing, the burden is “on the prosecution to prove, beyond a reasonable doubt, that the petitioner is guilty of murder” under California law as amended by Senate Bill No. 1437. (§ 1172.6, subd. (d).) 6 6 “whether the killing is intentional, unintentional or accidental.” Madrid contends that this instruction falls short of the requirements of the newly enacted requirements for felony murder culpability as set forth in section 189 subdivision (e). However, in this case, beyond the instructions for first degree murder, the jury was further instructed that, to arrive at the true finding of the special circumstance of intentional murder with infliction of torture (section 190.2 subdivision (a)(18)), if it did not find that Madrid was the actual killer, it had to find that Madrid “intended to kill, or with intent to kill, aided and abetted in the killing of a human being”; and that “with the intent to kill aided, abetted, counseled, commanded, induced, solicited, requested or assisted any actor in the commission of the murder in the first degree.” This finding satisfies section 189 subdivision (e) (2) (“with intent to kill aided and abetted the actual killer.”) The verdict form establishes that the jury went beyond a finding that Madrid aided and abetted the murder of Foose. The jury found true that “the murder of [Foose] was committed by [Madrid] and that the murder was intentional and involved the infliction of torture.” Accordingly, it cannot be said that the jury convicted Madrid of first degree murder by imputing malice to him “based solely on [his] participation in a crime.” (§ 1172.6, subd. (a).) Instead, the jury specifically found true that Madrid intentionally murdered Foose. Madrid argues that because his trial predated the Supreme Court’s decisions in People v. Banks (2015) 61 Cal.4th 788 [clarifying the meaning of “major participant”]; and People v. Clark (2016) 63 Cal.4th 522 [clarifying the meaning of “reckless indifference to human life”], the jury’s special circumstance finding “does not establish that the petitioner is in a class of defendants who would still be viewed as liable for murder under the current 7 7 understanding of the major participant and reckless indifference requirements.” (See Strong, supra, 13 Cal.5th at p. 721.) However, in Strong, the jury’s special circumstances finding was based on a finding that the defendant was a major participant in an underlying felony who acted with reckless indifference to human life. (Strong, supra, 13 Cal.5th at p. 705.) In contrast, Madrid’s jury found beyond a reasonable doubt that Madrid committed the murder and that the murder was intentional. His culpability was not based on the theory relied upon in Strong, and accordingly, this argument fails. DISPOSITION The order denying the petition is affirmed.
KELETY, J.
WE CONCUR:
DATO, Acting P. J.
RUBIN, J.
8 8
Cites, in this corpus
- People v. Strong S266606 · 2022-08-08
- People v. Lewis S260598 · 2021-07-26
- People v. Clark S066940 · 2016-06-27
- People v. Banks S213819 · 2015-07-09
- People v. Guiton S026003 · 1993-03-18