gno.law

People v. Miller CA4/1

California Court of Appeal · D082935 · 2024-07-26 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Bernardino County · No. FSB18000241
Trial judge
Ronald M. Christianson
Outcome
reversed — Reversed and remanded with directions.
Area
criminal
Panel
William S. Dato (author), Laurence D. Rubin, Julia C. Kelety

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:08Z · confidence high

The trial court denied Miller's petition for resentencing under Penal Code section 1172.6, concluding he was ineligible for relief as a matter of law based on police reports and surveillance video. The Court of Appeal reversed and remanded, directing the trial court to issue an order to show cause because the record of conviction did not conclusively establish ineligibility.

Ruling reviewedStandardThe courtThe model
Denial of Penal Code section 1172.6 resentencing petition at the prima facie stage
“By relying on the police reports and surveillance video to deny Miller’s petition, the trial court engaged in impermissible factfinding when it determined his eligibility for relief at the prima facie stage.”
de novoerroragree with court
The appellate court correctly applied the standard from People v. Lewis, which prohibits trial courts from engaging in factfinding or weighing evidence at the prima facie stage of a section 1172.6 petition. The court properly identified that police reports are not part of the record of conviction and that a stipulation to a factual basis for a plea does not constitute a binding admission of the truth of every fact therein. Therefore, the trial court's reliance on extrinsic evidence to deny the petition was a legal error.

Authorities

  • relied: People v. Lewis (2021) 11 Cal.5th 952 — Establishes that at the prima facie stage of a section 1172.6 petition, the trial court may examine the record of conviction but may not engage in factfinding, weigh evidence, or exercise discretion.
  • relied: People v. Rivera (2021) 62 Cal.App.5th 217 — Clarifies that a defendant's stipulation to a factual basis for a plea does not constitute a binding admission of the truth of particular facts for all purposes, and the trial court should not question petition allegations absent a record of conviction conclusively establishing ineligibility.
  • relied: People v. Ervin (2021) 72 Cal.App.5th 90 — States that denying a resentencing petition at the prima facie stage is appropriate only if the record of conviction demonstrates ineligibility as a matter of law; otherwise, an order to show cause must be issued.
  • relied: People v. Harden (2022) 81 Cal.App.5th 45 — Supports the proposition that the appellate court independently reviews the trial court's decision to deny a section 1172.6 petition at the prima facie stage.
  • relied: Moles v. Gourley (2003) 112 Cal.App.4th 1049 — Establishes that police reports are ordinarily not part of the record of conviction.
  • relied: Draeger v. Reed (1999) 69 Cal.App.4th 1511 — Supports the proposition that police reports are not part of the record of conviction.
  • relied: People v. Holmes (2004) 32 Cal.4th 432 — Clarifies that the factual basis required by Penal Code section 1192.5 does not require more than establishing a prima facie factual basis for the charges.
  • relied: People v. Fisher (2023) 95 Cal.App.5th 1022 — Cited as an example of a case where the record indicated the defendant admitted the truth of particular facts during the plea colloquy, distinguishing the present case where no such admission was made.

The appellate opinion: sound — The opinion is sound because it correctly applies the controlling authority from People v. Lewis and People v. Rivera to determine that the trial court exceeded its authority by relying on extrinsic evidence (police reports and video) not part of the record of conviction. The reasoning directly addresses the appellant's argument and the Attorney General's concession, leading to a legally correct reversal.

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:29Z · confidence medium

The San Bernardino County Superior Court summarily denied Lavelle Miller's Penal Code section 1172.6 resentencing petition at the prima facie stage, relying on police reports and a surveillance video to find he was an actual perpetrator of the attempted murders and therefore ineligible as a matter of law. The Court of Appeal, with the Attorney General conceding error, independently reviewed the denial, held the trial court engaged in impermissible factfinding on materials outside the record of conviction, reversed, and remanded with directions to issue an order to show cause and hold an evidentiary hearing.

Ruling reviewedStandardThe courtThe model
Trial court's consideration of police reports and surveillance video, received into evidence at the prima facie hearing, to determine Miller's eligibility under section 1172.6
“The Attorney General concedes the trial court should not have considered the deputies’ descriptions of the offense from the police reports, which are not part of the record of conviction.”
de novoerror (evidentiary)agree with court
Lewis limits the prima facie inquiry to the record of conviction and forbids factfinding or weighing evidence. Police reports are ordinarily not part of the record of conviction (Moles, Draeger), and a surveillance video received for the first time at the petition hearing is plainly outside it. The court correctly held that reliance on these materials was impermissible factfinding.
Summary denial of the section 1172.6 petition without issuing an order to show cause on the ground that Miller was an actual perpetrator who acted with malice and thus ineligible as a matter of law
“By relying on the police reports and surveillance video to deny Miller’s petition, the trial court engaged in impermissible factfinding when it determined his eligibility for relief at the prima facie stage.”
de novoerror (law misapplied)agree with court
Under Rivera and Holmes, a stipulation that police reports supply the factual basis for a plea satisfies section 1192.5 but is not a binding admission to every fact in those reports; Miller admitted no particular facts in the colloquy or plea form, and the premeditation allegation was struck. Because the record of conviction did not conclusively refute his allegation of imputed-malice liability, Lewis and Ervin required issuance of an order to show cause. The appellate court's conclusion follows directly from these authorities and the Attorney General's concession.

Authorities

  • relied: People v. Lewis (2021) 11 Cal.5th 952 — At the prima facie stage of a section 1172.6 petition the court may consult the record of conviction but may not engage in factfinding, weigh evidence, or exercise discretion, and must accept the petitioner's allegations as true unless refuted by the record of conviction.
  • relied: People v. Rivera (2021) 62 Cal.App.5th 217 — A defendant's stipulation to a document as the factual basis for a plea is not a binding admission of the truth of every fact in it; absent a record of conviction conclusively establishing the requisite acts and intent, the court should not question the petition's allegations.
  • relied: People v. Ervin (2021) 72 Cal.App.5th 90 — Denial at the prima facie stage is proper only if the record of conviction establishes ineligibility as a matter of law; otherwise an order to show cause must issue.
  • relied: People v. Harden (2022) 81 Cal.App.5th 45 — Denial of a section 1172.6 petition at the prima facie stage is reviewed independently (de novo).
  • relied: People v. Holmes (2004) 32 Cal.4th 432 — The factual basis required by section 1192.5 need only establish a prima facie factual basis for the charges.
  • relied: Moles v. Gourley (2003) 112 Cal.App.4th 1049 — Police reports are ordinarily not part of the record of conviction.
  • relied: Draeger v. Reed (1999) 69 Cal.App.4th 1511 — Police reports are ordinarily not part of the record of conviction.
  • relied: People v. Fisher (2023) 95 Cal.App.5th 1022 — Example of a petitioner personally admitting particular facts during the plea that can establish ineligibility; distinguished because Miller admitted no such facts.
  • relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Authorizes resolution of an appeal by memorandum opinion where the issues are straightforward.

The appellate opinion: sound — The opinion applies the correct de novo standard and the controlling Supreme Court framework from Lewis, and uses Rivera and Holmes to explain precisely why a stipulated factual basis in police reports does not conclusively establish actual-perpetrator liability. The result is confirmed by the Attorney General's concession, and the disposition directing an order to show cause is the remedy section 1172.6, subdivisions (c) and (d), prescribe.

How this analysis was made · dispute it

Opinion

Filed 7/26/24 P. v. Miller CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D082935

Plaintiff and Respondent, v. (San Bernardino County Super. Ct. No. FSB18000241) LAVELLE MILLER, Defendant and Appellant.

APPEAL from an order of the Superior Court of San Bernardino County, Ronald M. Christianson, Judge. Reversed and remanded with directions. Jennifer A. Gambale, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Attorney General, Charles C. Ragland, Assistant Attorney General, Arlene A. Sevidal, James M. Toohey and Andrew Mestman, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION Lavelle Miller appeals from the trial court’s denial of his Penal Code1 section 1170.952 resentencing petition regarding his attempted murder convictions. He contends the court improperly engaged in factfinding to determine his eligibility for relief. The Attorney General concedes the court erred in denying the petition at the prima facie stage without issuing an order to show cause. We resolve this case by memorandum opinion and reverse and remand with directions. (Cal. Stds. Jud. Admin., § 8.1; People v. Garcia (2002) 97 Cal.App.4th 847, 851-854.)

BACKGROUND

In 2017, Lavelle Miller and Cory Thomas, inmates at West Valley Detention Center were charged with two counts each of attempting to murder two deputies. A police report indicated one deputy was stabbed and the other deputy assaulted. Miller waived a preliminary hearing. In 2018, he pleaded guilty to two counts of attempted murder for the benefit of a criminal street gang, with the prosecutor striking the allegation the attempted murders were willful, deliberate, and premeditated. His plea included a stipulation the police reports formed the factual basis for his plea. The court sentenced Miller to a determinate term of 14 years and four months in prison. In 2022, he filed a petition for resentencing. He declared he was convicted under a theory of imputed malice based on his participation in the crime and requested counsel be appointed to represent him. At a hearing on the petition, counsel argued consideration of evidence in the police 1 Undesignated statutory references are to the Penal Code. 2 Effective June 30, 2022, the Legislature renumbered section 1170.95 to section 1172.6, with no substantive changes in the statute. (Stats. 2022, ch. 58, § 10.) We cite to section 1172.6 for ease of reference.

2 reports and video constituted improper fact finding at the prima facie stage. The court received into evidence the police reports and a surveillance video of the incident. After taking the matter under submission, the court summarily denied the petition, citing the police reports and surveillance video of the incident. It concluded Miller was an actual perpetrator of the attack, rendering him ineligible for relief as a matter of law.

DISCUSSION

Miller contends the court erred in summarily denying his section 1172.6 petition without issuing an order to show cause because the record of conviction does not conclusively establish he is ineligible for relief as a matter of law. The Attorney General concedes the trial court should not have considered the deputies’ descriptions of the offense from the police reports, which are not part of the record of conviction. A trial court reviewing a section 1172.6 petition first determines if the petitioner made a prima facie showing entitling he or she to relief. (People v. Lewis (2021) 11 Cal.5th 952, 971 (Lewis).) The court is permitted to examine the record of conviction to assess the petitioner’s claim of eligibility, but it may not engage in factfinding, weigh the evidence, or exercise discretion. (Id. at p. 972.) It must generally take the petitioner’s factual allegations as true but is not required to accept factual allegations refuted by the record of conviction. (Id. at p. 971.) Denying a resentencing petition at the prima facie stage is appropriate if, as a matter of law, the record of conviction demonstrates the petitioner’s ineligibility for relief; otherwise, the court must issue an order to show cause and allow the petitioner to submit additional relevant evidence. (People v. Ervin (2021) 72 Cal.App.5th 90, 101; § 1172.6, subd. (c) & (d).) “ ‘[A]bsent a 3 record of conviction that conclusively establishes that the petitioner engaged in the requisite acts and had the requisite intent, the trial court should not question’ ” the allegations of the petition seeking relief under section 1172.6. (People v. Rivera (2021) 62 Cal.App.5th 217, 230 (Rivera).) With these principles in mind, we independently review the trial court’s decision to deny a section 1172.6 petition for resentencing at the prima facie stage (People v. Harden (2022) 81 Cal.App.5th 45, 52) and conclude the record of conviction does not conclusively establish Miller’s ineligibility for relief as a matter of law. Police reports are ordinarily not part of the record of conviction (Moles v. Gourley (2003) 112 Cal.App.4th 1049, 1060; Draeger v. Reed (1999) 69 Cal.App.4th 1511, 1521) and, as Miller noted, the police reports in this case contain multiple levels of hearsay and inconsistent statements about his involvement in the incident. Although the record of conviction includes the record of Miller’s guilty plea, he did not personally admit to the truth of any particular facts during the reported plea colloquy or in his change of plea form that establish he was the actual perpetrator who acted with malice. When a trial court approves a plea of guilty or no contest, it must “cause an inquiry to be made of the defendant to satisfy itself that the guilty plea is freely and voluntarily made, and that there is a factual basis for the plea.” (§ 1192.5, subd. (c).) “The factual basis required by section 1192.5 does not require more than establishing a prima facie factual basis for the charges.” (People v. Holmes (2004) 32 Cal.4th 432, 441, fn. omitted.) A defendant “ ‘is not required to personally admit the truth of the factual basis of the plea, which may be established by defense counsel’s stipulation to a particular document.’ ” (Rivera, supra, 62 Cal.App.5th at p. 235.) “[A]bsent an indication that a defendant admitted the truth of particular facts, the 4 stipulation to a factual basis for the plea does not ‘constitute[] a binding admission for all purposes.’ ” (Ibid.) While Miller’s stipulation to the police reports as the factual basis for his guilty plea satisfies section 1192.5, it is not an admission to the truth of every factual statement within the police reports. (See Rivera, supra, at p. 235.) On this record, without an admission of particular facts during his plea colloquy or on his change of plea form (see, e.g., People v. Fisher (2023) 95 Cal.App.5th 1022, 1028–1029), Miller’s stipulation to the police reports as the factual basis of his plea does not conclusively establish he was an actual perpetrator of the attempted murders who acted with malice or otherwise rebut the allegations in his facially sufficient resentencing petition. By relying on the police reports and surveillance video to deny Miller’s petition, the trial court engaged in impermissible factfinding when it determined his eligibility for relief at the prima facie stage. (See Lewis, supra, 11 Cal.5th at p. 972.)

5 DISPOSITION

The order denying Miller’s section 1172.6 petition is reversed. On remand, the trial court is directed to issue an order to show cause and conduct an evidentiary hearing. (§ 1172.6, subd. (c) & (d).)

DATO, Acting P. J.

WE CONCUR:

KELETY, J.

RUBIN, J.

Cites, in this corpus